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The Message:
In or around the year 570, the child who would be named
Muhammad, and who would become the Prophet of one of the
world's great religions, Islam, was born into a family
belonging to a clan of Quraysh, the ruling tribe of Mecca, a
city in the Hijaz region of northwestern Arabia.
Originally the site of the Ka'bah, a shrine of ancient
origins, Mecca had, with the decline of southern Arabia, become an important center of sixth-century
trade with such powers as the Sassanians, Byzantines, and
Ethiopians. As a result, the city was dominated by powerful
merchant families among whom the men of Quraysh were
preeminent.
Muhammad's father, 'Abd Allah ibn'Abd al-Muttalib, died
before the boy was born; his mother, Aminah, died when he
was six. The orphan was consigned to the care of his
grandfather, the head of the clan of Hashim. After the death
of his grandfather, Muhammad was raised by his uncle, Abu
Talib. As was customary, Muhammad as a child was sent to
live for a year or two with a Bedouin family. This custom,
followed until recently by noble families of Mecca, Medina,
Tayif, and other towns of the Hijaz, had important
implications for Muhammad. In addition to enduring the
hardships of desert life, he acquired a taste for the rich
language so loved by the Arabs, whose speech was their
proudest art, and learned the patience and forbearance of
the herdsmen, whose life of solitude he first shared and
then came to understand and appreciate.
About the year 590, Muhammad, then in his twenties, entered
the service of a widow named Khadijah as a merchant actively
engaged with trading caravans to the north. Sometime later,
Muhammad married Khadijah, by whom he had two sons, who both
died, and four daughters.
During this period of his life Muhammad traveled widely.
In his forties he began to retire to meditate in a
cave on Mount Hira outside of Mecca, where the first of the
great events of Islam took place. One day, as he sat in the
cave, he heard a voice, later identified as that of the
Angel Gabriel, which ordered him to:
Recite: In the name of thy Lord who created, Created man
from a clot of blood.
Three times Muhammad pleaded his inability to do so, but
each time the command was repeated. Finally, Muhammad
recited the words of what are now the first five verses of
the 96th surah or chapter of the Quran - words which
proclaim God the Creator of man and the Source of all
knowledge.
At first Muhammad divulged his experience only to his wife
and his immediate circle. But as more revelations enjoined
him to proclaim the oneness of God universally, his
following grew, at first among the poor and the slaves, but
later also among the most prominent men of Mecca. The
revelations he received at this time and those he did so
later are all incorporated in the Quran, the Scripture of
Islam.
Not everyone accepted God's message transmitted through
Muhammad. Even in his own clan there were those who rejected
his teachings, and many merchants actively opposed the
message. The opposition, however, merely served to sharpen
Muhammad's sense of mission and his understanding of exactly
how Islam differed from paganism. The belief in the unity of
God was paramount in Islam; from this all else followed. The
verses of the Quran stress God's uniqueness, warn those who
deny it of impending punishment, and proclaim His unbounded
compassion to those who submit to His will. They affirm the
Last Judgment, when God, the Judge, will weigh in the
balance the faith and works of each man, rewarding the
faithful and punishing the transgressor. Because the Quran
rejected polytheism and emphasized man's moral
responsibility, in powerful images, it presented a grave
challenge to the worldly Meccans.
The Hijrah:
After Muhammad had preached publicly for more than a decade,
the opposition to him reached such a high pitch that,
fearful for their safety, he sent some of his adherents to
Ethiopia, where the Christian ruler extended protection to
them, the memory of which has been cherished by Muslims ever
since. But in Mecca the persecution worsened. Muhammad's
followers were harassed, abused, and even tortured. At last,
therefore, Muhammad sent seventy of his followers off to the
northern town of Yathrib, which was later to be renamed
Medina ("The City"). Later, in the early fall of 622, he
learned of a plot to murder him and, with his closest
friend, Abu Bakr al-Siddiq, set off to join the emigrants.
In Mecca the plotters arrived at Muhammad's home to find
that his cousin, 'Ali, had taken his place in bed. Enraged,
the Meccans set a price on Muhammad's head and set off in
pursuit. Muhammad and Abu Bakr, however, had taken refuge in
a cave where, as they hid from their pursuers, a spider spun
its web across the cave's mouth. When they saw that the web
was unbroken, the Meccans passed by and Muhammad and Abu
Bakr went on to Medina, where they were joyously welcomed by
a throng of Medinans as well as the Meccans who had gone
ahead to prepare the way.
This was the Hijrah - anglicized as Hegira - usually, but
inaccurately, translated as "Flight", from which the Muslim
era is dated. In fact, the Hijrah was not a flight but a
carefully planned migration which marks not only a break in
history - the beginning of the Islamic era- but also, for
Muhammad and the Muslims, a new way of life. Henceforth, the
organizational principle of the community was not to be mere
blood kinship, but the greater brotherhood of all Muslims.
The men who accompanied Muhammad on the Hijrah were called
the Muhajirun - "those that made the Hijrah" or the
"Emigrants" - while those in Medina who became Muslims were
called the Ansar or "Helpers."
Muhammad was well acquainted with the situation in Medina.
Earlier, before the Hijrah, the city had sent envoys to
Mecca asking Muhammad to mediate a dispute between two
powerful tribes. What the envoys saw and heard had impressed
them and they had invited Muhammad to settle in Medina.
After the Hijrah, Muhammad's exceptional qualities so
impressed the Medinans that the rival tribes and their
allies temporarily closed ranks as, on March 15, 624,
Muhammad and his supporters moved against the pagans of
Mecca.
The first battle, which took place near Badr, now a small
town southwest of Medina, had several important effects. In
the first place, the Muslim forces, outnumbered three to
one, routed the Meccans. Secondly, the discipline displayed
by the Muslims brought home to the Meccans, perhaps for the
first time, the abilities of the man they had driven from
their city. Thirdly, one of the allied tribes which had
pledged support to the Muslims in the Battle of Badr, but
had then proved lukewarm when the fighting started, was
expelled from Medina one month after the battle. Those who
claimed to be allies of the Muslims, but tacitly opposed
them, were thus served warning: membership in the community
imposed the obligation of total support.
A year later the Meccans struck back. Assembling an army of
three thousand men, they met the Muslims at Uhud, a ridge
outside Medina. After an initial success the Muslims were
driven back and the Prophet himself was wounded. As the
Muslims were not completely defeated, the Meccans, with an
army of ten thousand, attacked Medina again two years later
but with quite different results. At the Battle of the
Trench, also known as the Battle of the Confederates, the
Muslims scored a signal victory by introducing a new
defense. On the side of Medina from which attack was
expected they dug a trench too deep for the Meccan cavalry
to clear without exposing itself to the archers posted
behind earthworks on the Medina side. After an inconclusive
siege, the Meccans were forced to retire. Thereafter Medina
was entirely in the hands of the Muslims.
The Constitution of Medina - under which the clans accepting
Muhammad as the Prophet of God formed an alliance, or
federation - dates from this period. It showed that the
political consciousness of the Muslim community had reached
an important point; its members defined themselves as a
community separate from all others. The Constitution also
defined the role of non-Muslims in the community. Jews, for
example, were part of the community; they were dhimmis, that
is, protected people, as long as they conformed to its laws.
This established a precedent for the treatment of subject
peoples during the later conquests. Christians and Jews,
upon payment of a yearly tax, were allowed religious freedom
and, while maintaining their status as non-Muslims, were
associate members of the Muslim state. This status did not
apply to polytheists, who could not be tolerated within a
community that worshipped the One God.
Ibn Ishaq, one of the earliest biographers of the Prophet,
says it was at about this time that Muhammad sent letters to
the rulers of the earth - the King of Persia, the Emperor of
Byzantium, the Negus of Abyssinia, and the Governor of Egypt
among others - inviting them to submit to Islam. Nothing
more fully illustrates the confidence of the small
community, as its military power, despite the battle of the
Trench, was still negligible. But its confidence was not
misplaced. Muhammad so effectively built up a series of
alliances among the tribes his early years with the Bedouins
must have stood him in good stead here- that by 628 he and
fifteen hundred followers were able to demand access to the
Ka'bah during negotiations with the Meccans. This was a
milestone in the history of the Muslims. Just a short time
before, Muhammad had to leave the city of his birth in fear
of his life. Now he was being treated by his former enemies
as a leader in his own right. A year later, in 629, he
reentered and, in effect, conquered Mecca without bloodshed
and in a spirit of tolerance which established an ideal for
future conquests. He also destroyed the idols in the Ka'bah,
to put an end forever to pagan practices there. At the same
time Muhammad won the allegiance of 'Amr ibn al-'As, the
future conqueror of Egypt, and Khalid ibn al-Walid, the
future "Sword of God," both of whom embraced Islam and
joined Muhammad. Their conversion was especially noteworthy
because these men had been among Muhammad's bitterest
opponents only a short time before.
In one sense Muhammad's return to Mecca was the climax of
his mission. In 632, just three years later, he was suddenly
taken ill and on June 8 of that year, with his third wife 'Aishah
in attendance, the Messenger of God "died with the heat of
noon."
The death of Muhammad was a profound loss. To his followers
this simple man from Mecca was far more than a beloved
friend, far more than a gifted administrator, far more than
the revered leader who had forged a new state from clusters
of warring tribes. Muhammad was also the exemplar of the
teachings he had brought them from God: the teachings of the
Quran, which, for centuries, have guided the thought and
action, the faith and conduct, of innumerable men and women,
and which ushered in a distinctive era in the history of
mankind. His death, nevertheless, had little effect on the
dynamic society he had created in Arabia, and no effect at
all on his central mission: to transmit the Quran to the
world. As Abu Bakr put it: "Whoever worshipped Muhammad, let
him know that Muhammad is dead, but whoever worshipped God,
let him know that God lives and dies not."
The Rightly Guided Caliphs:
With the death of Muhammad, the Muslim community was faced
with the problem of succession. Who would be its leader?
There were four persons obviously marked for leadership: Abu
Bakr al-Siddiq, who had not only accompanied Muhammad to
Medina ten years before, but had been appointed to take the
place of the Prophet as leader of public prayer during
Muhammad's last illness; 'Umar ibn al-Khattab, an able and
trusted Companion of the Prophet; 'Uthman ibn 'Affan, a
respected early convert; and 'Ali ibn Abi Talib, Muhammad's
cousin and son-in-law. To avoid contention among various
groups, 'Umar suddenly grasped Abu Bakr's hand, the
traditional sign of recognition of a new leader. Soon
everyone concurred and before dusk Abu Bakr had been
recognized as the khalifah of Muhammad. Khalifah- anglicized
as caliph - is a word meaning "successor" but also
suggesting what his historical role would be: to govern
according to the Quran and the practice of the Prophet.
Abu Bakr's caliphate was short but important. An exemplary
leader, he lived simply, assiduously fulfilled his religious
obligations, and was accessible and sympathetic to his
people. But he also stood firm when, in the wake of the
Prophet's death, some tribes renounced Islam; in what was a
major accomplishment, Abu Bakr swiftly disciplined them.
Later, he consolidated the support of the tribes within the
Arabian Peninsula and subsequently funnelled their energies
against the powerful empires of the East: the Sassanians in
Persia and the Byzantines in Syria, Palestine, and Egypt. In
short, he demonstrated the viability of the Muslim state.
The second caliph, 'Umar- appointed by Abu Bakr in a written
testament - continued to demonstrate that viability.
Adopting the title Amir al-Muminin, "Commander of the
Believers," 'Umar extended Islam's temporal rule over Syria,
Egypt, Iraq, and Persia in what from a purely military
standpoint were astonishing victories. Within four years
after the death of the Prophet the Muslim state had extended
its sway over all of Syria and had, at a famous battle
fought during a sandstorm near the River Yarmuk, blunted the
power of the Byzantines - whose ruler Heraclius had shortly
before disdainfully rejected the letter from the unknown
Prophet of Arabia.
Even more astonishingly, the Muslim state administered the
conquered territories with a tolerance almost unheard of in
that age. At Damascus, for example, the Muslim leader Khalid
ibn al-Walid signed a treaty which read as follows:
This is what Khalid ibn al-Walid would grant to the
inhabitants of Damascus if he enters therein: he promises to
give them security for their lives, property and churches.
Their city wall shall not be demolished, neither shall any
Muslim be quartered in their houses. Thereunto we give them
the pact of Allah and the protection of His Prophet, the
caliphs and the believers. So long as they pay the poll tax,
nothing but good shall befall them.
This tolerance was typical of Islam. A year after Yarmuk, 'Umar,
in the military camp of al-Jabiyah on the Golan Heights,
received word that the Byzantines were ready to surrender
Jerusalem and rode there to accept the surrender in person.
According to one account, he entered the city alone and clad
in a simple cloak, astounding a populace accustomed to the
sumptuous garb and court ceremonials of the Byzantines and
Persians. He astounded them still further when he set their
fears at rest by negotiating a generous treaty in which he
told them:
In the name of God ... you have complete security for your
churches which shall not be occupied by the Muslims or
destroyed.
This policy was to prove successful everywhere. In Syria,
for example, many Christians who had been involved in bitter
theological disputes with Byzantine authorities- and
persecuted for it- welcomed the coming of Islam as an end to
tyranny. And in Egypt, which 'Amr ibn al-'As took from the
Byzantines after a daring march across the Sinai Peninsula,
the Coptic Christians not only welcomed the Arabs, but
enthusiastically assisted them.
This pattern was repeated throughout the Byzantine Empire.
Conflict among Greek Orthodox, Syrian Monophysites, Copts,
and Nestorian Christians contributed to the failure of the
Byzantines - always regarded as intruders - to develop
popular support, while the tolerance which Muslims showed
toward Christians and Jews removed the primary cause for
opposing them.
'Umar adopted this attitude in administrative matters as
well. Although he assigned Muslim governors to the new
provinces, existing Byzantine and Persian administrations
were retained wherever possible. For fifty years, in fact,
Greek remained the chancery language of Syria, Egypt, and
Palestine, while Pahlavi, the chancery language of the
Sassanians, continued to be used in Mesopotamia and Persia.
'Umar, who served as caliph for ten years, ended his rule
with a significant victory over the Persian Empire. The
struggle with the Sassanid realm had opened in 687 at al-Qadisiyah,
near Ctesiphon in Iraq, where Muslim cavalry had
successfully coped with elephants used by the Persians as a
kind of primitive tank. Now with the Battle of Nihavand,
called the "Conquest of Conquests," 'Umar sealed the fate of
Persia; henceforth it was to be one of the most important
provinces in the Muslim Empire.
His caliphate was a high point in early Islamic history. He
was noted for his justice, social ideals, administration,
and statesmanship. His innovations left all enduring imprint
on social welfare, taxation, and the financial and
administrative fabric of the growing empire.
After the death of 'Umar an advisory council composed of
Companions of the Prophet selected as the third caliph 'Uthman,
during whose rule the first serious strains on Islamic unity
would appear. 'Uthman achieved much during his reign. He
pushed forward with the pacification of Persia, continued to
defend the Muslim state against the Byzantines, added what
is now Libya to the empire, and subjugated most of Armenia.
'Uthman also, through his cousin Mu'awiyah ibn Abi Sufyan,
the governor of Syria, established an Arab navy which fought
a series of important engagements with the Byzantines.
Of much greater importance to Islam, however, was 'Uthman's
compilation of the text of the Quran as revealed to the
Prophet. Realizing that the original message from God might
be inadvertently distorted by textual variants, he appointed
a committee to collect the canonical verses and destroy the
variant recensions. The result was the text that is accepted
to this day throughout the Muslim world.
These successes, however, were qualified by serious
administrative weaknesses. 'Uthman was accused of favoritism
to members of his family - the clan of Umayyah. Negotiations
over such grievances were opened by representatives from
Egypt but soon collapsed and 'Uthman was killed - an act
that caused a rift in the community of Islam that has never
entirely been closed.
This rift widened almost as soon as 'Ali, cousin and
son-in-law of the Prophet, was chosen to be the fourth
caliph. At issue, essentially, was the legitimacy of 'Ali's
caliphate. 'Uthman's relatives - in particular Mu'awiyah,
the powerful governor of Syria, where 'Ali's election had
not been recognized - believed 'Ali's caliphate was invalid
because his election had been supported by those responsible
for 'Uthman's unavenged death. The conflict came to a climax
in 657 at Siffin, near the Euphrates, and eventually
resulted in a major division between the Sunnis or Sunnites
and the Shi'is (also called Shi'ites or Shi'ah), the
"Partisans" of 'Ali- a division that was to color the
subsequent history of Islam.
Actually the Sunnis and the Shi'is are agreed upon almost
all the essentials of Islam. Both believe in the Quran and
the Prophet, both follow the same principles of religion and
both observe the same rituals. However, there is one
prominent difference, which is essentially political rather
than religious, and concerns the choice of the caliph or
successor of Muhammad.
The majority of Muslims support the elective principle which
led to the choice of Abu Bakr as the first caliph. This
group is known as ahl alsunnah wa-l-jama'ah, "the people of
custom and community," or Sunnis, who consider the caliph to
be Muhammad's successor only in his capacity as ruler of the
community. The main body of the Shi'is, on the other hand,
believes that the caliphate - which they call the imamate or
"leadership" - is nonelective. The caliphate, they say, must
remain within the family of the Prophet - with 'Ali the
first valid caliph. And while Sunnis consider the caliph a
guardian of the shari'ah, the religious law, the Shi'is see
the imam as a trustee inheriting and interpreting the
Prophet's spiritual knowledge.
After the battle of Siffin, 'Ali - whose chief strength was
in Iraq, with his capital at Kufa - began to lose the
support of many of his more uncompromising followers and in
661 he was murdered by a former supporter. His son Hasan was
proclaimed caliph at Kufa but soon afterward deferred to
Muiawiyah, who had already been proclaimed caliph in
Jerusalem in the previous year and who now was recognized
and accepted as caliph in all the Muslim territories - thus
inaugurating the Umayyad dynasty which would rule for the
next ninety years.
The division between the Sunnis and the Shi'is continued to
develop, however, and was widened in 680 when 'Ali's son
Husayn tried to win the caliphate from the Umayyads and,
with his followers, was killed at Karbala in Iraq. His death
is still mourned each year by the Shi'is.
The Umayyads:
The shift in power to Damascus, the Umayyad capital city,
was to have profound effects on the development of Islamic
history. For one thing, it was a tacit recognition of the
end of an era. The first four caliphs had been without
exception Companions of the Prophet - pious, sincere men who
had lived no differently from their neighbors and who
preserved the simple habits of their ancestors despite the
massive influx of wealth from the conquered territories.
Even 'Uthman, whose policies had such a divisive effect, was
essentially dedicated more to the concerns of the next world
than of this. With the shift to Damascus much was changed.
In the early days of Islam, the extension of Islamic rule
had been based on an uncomplicated desire to spread the Word
of God. Although the Muslims used force when they met
resistance they did not compel their enemies to accept
Islam. On the contrary, the Muslims permitted Christians and
Jews to practice their own faith and numerous conversions to
Islam were the result of exposure to a faith that was simple
and inspiring.
With the advent of the Umayyads, how ever, secular concerns
and the problems inherent in the administration of what, by
then, was a large empire began to dominate the attention of
the caliphs, often at the expense of religious concerns - a
development that disturbed many devout Muslims. This is not
to say that religious values were ignored; on the contrary,
they grew in strength for centuries. But they were not
always at the forefront and from the time of Mu'awiyah the
caliph's role as "Defender of the Faith" increasingly
required him to devote attention to the purely secular
concerns which dominate so much of every nation's history.
Muiawiyah was an able administrator, and even his critics
concede that he possessed to a high degree the much-valued
quality of hilm - a quality which may be defined as
"civilized restraint" and which he himself once described in
these words:
I apply not my sword where my lash suffices, nor my lash
where my tongue is enough. And even if there be one hair
binding me to my fellowmen, I do not let it break: when they
pull I loosen, and if they loosen I pull.
Nevertheless, Mu'awiyah was never able to reconcile the
opposition to his rule nor solve the conflict with the
Shi'is. These problems were not unmanageable while Mu'awiyah
was alive, but after he died in 680 the partisans of 'Ali
resumed a complicated but persistent struggle that plagued
the Umayyads at home for most of the next seventy years and
in time spread into North Africa and Spain.
The Umayyads, however, did manage to achieve a degree of
stability, particularly after 'Abd al-Malik ibn Marwan
succeeded to the caliphate in 685. Like the Umayyads who
preceded him, 'Abd al-Malik was forced to devote a
substantial part of his reign to political problems. But he
also introduced much needed reforms. He directed the
cleaning and reopening of the canals that irrigated the
Tigris-Euphrates Valley - a key to the prosperity of
Mesopotamia since the time of the Sumerians - introduced the
use of the Indian water buffalo in the riverine marshes, and
minted a standard coinage which replaced the Byzantine and
Sassanid coins, until then the sole currencies in
circulation. 'Abd al-Malik's organization of government
agencies was also important; it established a model for the
later elaborate bureaucracies of the 'Abbasids and their
successor states. There were specific agencies charged with
keeping pay records; others concerned themselves with the
collection of taxes. 'Abd al-Malik established a system of
postal routes to expedite his communications throughout the
far flung empire. Most important of all, he introduced
Arabic as the language of administration, replacing Greek
and Pahlavi.
Under 'Abd al-Malik, the Umayyads expanded Islamic power
still further. To the east they extended their influence
into Transoxania, an area north of the Oxus River in today's
Soviet Union, and went on to reach the borders of China. To
the west, they took North Africa, in a continuation of the
campaign led by 'Uqbah ibn Nafi' who founded the city of
Kairouan - in what is now Tunisia - and from there rode all
the way to the shores of the Atlantic Ocean.
These territorial acquisitions brought the Arabs into
contact with previously unknown ethnic groups who embraced
Islam and would later influence the course of Islamic
history. The Berbers of North Africa, for example, who
resisted Arab rule but willingly embraced Islam, later
joined Musa ibn Nusayr and his general, Tariq ibn Ziyad,
when they crossed the Strait of Gibraltar to Spain. The
Berbers later also launched reform movements in North Africa
which greatly influenced the Islamic civilization. In the
East, Umayyad rule in Transoxania brought the Arabs into
contact with the Turks who, like the Berbers, embraced Islam
and, in the course of time, became its staunch defenders.
Umayyad expansion also reached the ancient civilization of
India, whose literature and science greatly enriched Islamic
culture.
In Europe, meanwhile, the Arabs had passed into Spain,
defeated the Visigoths, and by 713 had reached Narbonne in
France. In the next decades, raiding parties continually
made forays into France and in 732 reached as far as the
Loire Valley, only 170 miles from Paris. There, at the
Battle of Tours, or Poitiers, the Arabs were finally turned
back by Charles Martel.
One of the Umayyad caliphs who attained greatness was 'Umar
ibn 'Abd al-'Aziz, a man very different from his
predecessors. Although a member of the Umayyad family, 'Umar
had been born and raised in Medina, where his early contact
with devout men had given him a concern for spiritual as
well as political values. The criticisms that religious men
in Medina and elsewhere had voiced of Umayyad policy -
particularly the pursuit of worldly goals - were not lost on
'Umar who, reversing the policy of his predecessors,
discontinued the levy of a poll tax on converts.
This move reduced state income substantially, but as there
was clear precedent in the practice of the great 'Umar ibn
al-Khattab, the second caliph, and as 'Umar ibn 'Abd al-'Aziz
was determined to bring government policy more in line with
the practice of the Prophet, even enemies of his regime had
nothing but praise for this pious man.
The last great Umayyad caliph was Hisham, the fourth son of
'Abd al-Malik to succeed to the caliphate. His reign was
long - from 724 to 743 - and during it the Arab empire
reached its greatest extent. But neither he nor the four
caliphs who succeeded him were the statesmen the times
demanded when, in 747, revolutionaries in Khorasan unfurled
the black flag of rebellion that would bring the Umayyad
Dynasty to an end.
Although the Umayyads favored their own region of Syria,
their rule was not without accomplishments. Some of the most
beautiful existing buildings in the Muslim world were
constructed at their instigation - buildings such as the
Umayyad Mosque in Damascus, the Dome of the Rock in
Jerusalem, and the lovely country palaces in the deserts of
Syria, Jordan, and Iraq. They also organized a bureaucracy
able to cope with the complex problems of a vast and diverse
empire, and made Arabic the language of government. The
Umayyads, furthermore, encouraged such writers as 'Abd Allah
ibn al-Muqaffa' and 'Abd al-Hamid ibn Yahya al-Katib, whose
clear, expository Arabic prose has rarely been surpassed.
For all that, the Umayyads, during the ninety years of their
leadership, rarely shook off their empire's reputation as a
mulk - that is, a worldly kingdom - and in the last years of
the dynasty their opponents formed a secret organization
devoted to pressing the claims to the caliphate put forward
by a descendant of al-'Abbas ibn 'Abd al-Muttalib, an uncle
of the Prophet. By skillful preparation, this organization
rallied to its cause many mutually hostile groups in
Khorasan and Iraq and proclaimed Abu al-'Abbas caliph.
Marwan ibn Muhammad, the last Umayyad caliph, was defeated
and the Syrians, still loyal to the Umayyads, were put to
rout. Only one man of importance escaped the disaster - 'Abd
al-Rahman ibn Mu'awiyah al-Dakhil, a young prince who with a
loyal servant fled to Spain and in 756 set up an Umayyad
Dynasty there.
Islam In Spain:
By the time 'Abd al-Rahman reached Spain, the Arabs from
North Africa were already entrenched on the Iberian
Peninsula and had begun to write one of the most glorious
chapters in Islamic history.
After their forays into France were blunted by Charles
Martel, the Muslims in Spain had begun to focus their whole
attention on what they called al-Andalus, southern Spain
(Andalusia), and to build there a civilization far superior
to anything Spain had ever known. Reigning with wisdom and
justice, they treated Christians and Jews with tolerance,
with the result that many embraced Islam. They also improved
trade and agriculture, patronized the arts, made valuable
contributions to science, and established Cordoba as the
most sophisticated city in Europe.
By the tenth century, Cordoba could boast of a population of
some 500,000, compared to about 38,000 in Paris. According
to the chronicles of the day, the city had 700 mosques, some
60,000 palaces, and 70 libraries - one reportedly housing
500,000 manuscripts and employing a staff of researchers,
illuminators, and book binders. Cordoba also had some 900
public baths, Europe's first street lights and, five miles
outside the city, the caliphal residence, Madinat al-Zahra.
A complex of marble, stucco, ivory, and onyx, Madinat
al-Zahra took forty years to build, cost close to one-third
of Cordoba's revenue, and was, until destroyed in the
eleventh century, one of the wonders of the age. Its
restoration, begun in the early years of this century, is
still under way.
By the eleventh century, however, a small pocket of
Christian resistance had begun to grow, and under Alfonso VI
Christian forces retook Toledo. It was the beginning of the
period the Christians called the Reconquest, and it
underlined a serious problem that marred this refined,
graceful, and charming era: the inability of the numerous
rulers of Islamic Spain to maintain their unity. This so
weakened them that when the various Christian kingdoms began
to pose a serious threat, the Muslim rulers in Spain had to
ask the Almoravids, a North African Berber dynasty, to come
to their aid. The Almoravids came and crushed the Christian
uprising, but eventually seized control themselves. In 1147,
the Almoravids were in turn defeated by another coalition of
Berber tribes, the Almohads.
Although such internal conflict was by no means uncommon-
the Christian kingdoms also warred incessantly among
themselves- it did divert Muslim strength at a time when the
Christians were beginning to negotiate strong alliances,
form powerful armies, and launch the campaigns that would
later bring an end to Arab rule.
The Arabs did not surrender easily; al-Andalus was their
land too. But, bit by bit, they had to retreat, first from
northern Spain, then from central Spain. By the thirteenth
century their once extensive domains were reduced to a few
scattered kingdoms deep in the mountains of Andalusia -
where, for some two hundred years longer, they would not
only survive but flourish.
It is both odd and poignant that it was then, in the last
two centuries of their rule, that the Arabs created that
extravagantly lovely kingdom for which they are most famous:
Granada. It seems as if, in their slow retreat to the south,
they suddenly realized that they were, as Washington Irving
wrote, a people without a country, and set about building a
memorial: the Alhambra, the citadel above Granada that one
writer has called "the glory and the wonder of the civilized
world."
The Alhambra was begun in 1238 by Muhammad ibn al-Ahmar who,
to buy safety for his people when King Ferdinand of Aragon
laid siege to Granada, once rode to Ferdinand's tent and
humbly offered to become the king's vassal in return for
peace.
It was a necessary move, but also difficult - particularly
when Ferdinand called on him to implement the agreement by
providing troops to help the Christians against Muslims in
the siege of Seville in 1248. True to his pledge, Ibn al-Ahmar
complied and Seville fell to the Christians. But returning
to Granada, where cheering crowds hailed him as a victor, he
disclosed his turmoil in that short, sad reply that he
inscribed over and over on the walls of the Alhambra: "There
is no victor but God."
Over the years, what started as a fortress slowly evolved
under Ibn al-Ahmar's successors into a remarkable series of
delicately lovely buildings, quiet courtyards, limpid pools,
and hidden gardens. Later, after Ibn al-Ahmar's death,
Granada itself was rebuilt and became, as one Arab visitor
wrote, "as a silver vase filled with emeralds."
Meanwhile, outside Granada, the Christian kings waited. In
relentless succession they had retaken Toledo, Cordoba, and
Seville. Only Granada survived. Then, in 1482, in a trivial
quarrel, the Muslim kingdom split into two hostile factions
and, simultaneously, two strong Christian sovereigns,
Ferdinand and Isabella, married and merged their kingdoms.
As a result, Granada fell ten years later. On January 2,
1492 - the year they sent Columbus to America - Ferdinand
and Isabella hoisted the banner of Christian Spain above the
Alhambra and Boabdil, the last Muslim king, rode weeping
into exile with the bitter envoi from his aged mother, "Weep
like a woman for the city you would not defend like a man!"
In describing the fate of Islam in Spain, Irving suggested
that the Muslims were then swiftly and thoroughly wiped out.
Never, he wrote, was the annihilation of a people more
complete. In fact, by emigration to North Africa and
elsewhere, many Muslims carried remnants of the Spanish era
with them and were thus able to make important contributions
to the material and cultural life of their adopted lands.
Much of the emigration, however, came later. At first, most
Muslims simply stayed in Spain; cut off from their original
roots by time and distance they quite simply had no other
place to go. Until the Inquisition, furthermore, conditions
in Spain were not intolerable. The Christians permitted
Muslims to work, serve in the army, own land, and even
practice their religion - all concessions to the importance
of Muslims in Spain's still prosperous economy. But then, in
the period of the Inquisition, all the rights of the Muslims
were withdrawn, their lives became difficult, and more began
to emigrate. Finally, in the early seventeenth century, most
of the survivors were forcibly expelled.
The 'Abbasids:
In the Middle East, during these centuries, the 'Abbasids,
after their victory over the Umayyads, had transformed the
Umayyads' Arab empire into a multinational Muslim empire.
They moved the capital of the empire from Syria to Iraq,
where they built a new capital, Baghdad, from which, during
the next five centuries, they would influence many of the
main events of Islamic history.
In the early period of 'Abbasid rule, al-Mansur, the second
caliph of the dynasty, continued the reorganization of the
administration of the empire along the lines that had been
laid down by his Umayyad predecessor, 'Abd al-Malik. Much of
the 'Abbasid administration, for example, was left in the
hands of well-educated Persian civil servants, many of whom
came from families that had traditionally served the
Sassanid kings. The important office of wazir or vizier,
chief counselor, may well have developed from Sassanid
models. The vizier was much more than an advisor; indeed,
when the caliph was weak, a capable vizier became the most
powerful man in the empire.
The creation of the office of the vizier was only one of the
innovations the 'Abbasids brought to statecraft. Another was
the development of the Umayyad postal system into an
efficient intelligence service; postmasters in outlying
provinces were the eyes and ears of the government and
regular reports were filed with the central government on
everything from the state of the harvest to the doings of
dissident sects. Under the 'Abbasids too a whole literature
was created for the use and training of the clerical classes
that had come into being. Since all government business was
by now transacted in Arabic, manuals of correct usage were
written for the instruction of non-Arabic speakers who had
found government employment. There was also a vast
literature on the correct deportment of princes, as well as
anthologies of witty sayings and anecdotes with which to
enliven one's epistolary style.
In some ways the 'Abbasids were more fortunate than the
Umayyads. When, for example, al-Mansur died in 775 after a
reign of twenty years, his son, al-Mahdi, inherited a full
treasury and an empire that was more devoted to trade than
war.
The developments in trade, indeed, are among the
achievements of the 'Abbasids that are too often overlooked.
Because Islamic rule unified much of the Eastern world, thus
abolishing many boundaries, trade was freer, safer, and more
extensive than it had been since the time of Alexander the
Great. Muslim traders, consequently, established trading
posts as far away as India, the Philippines, Malaya, the
East Indies, and China.
From the eighth to the eleventh centuries this trade was
largely concerned with finding and importing basic
necessities- grain, metals, and wood. To obtain them, of
course, the Muslims had to export too, often using the
imports from one region as exports to another: pearls from
the Gulf, livestock from the Arabian Peninsula (particularly
Arabian horses and camels), and - one of the chief products
- cloth. The Muslims also traded medicines, an offshoot of
'Abbasid advances in medical science, as well as paper and
sugar.
This expansion of commercial activity led to other
developments too. One was a system of banking and exchange
so sophisticated that a letter of credit issued in Baghdad
could be honored in Samarkand in Central Asia or Kairouan in
North Africa. The demands on trade also generated
development of crafts. From Baghdad's large urban
population, for example, came craftsmen of every conceivable
sort: metalworkers, leatherworkers, bookbinders,
papermakers, jewelers, weavers, druggists, bakers, and many
more. As they grew in importance to the economy these
craftsmen eventually organized themselves into
mutual-benefit societies which in some ways were similar to
later Western guilds and which offered many social services:
lodging travelers, engaging in pious works such as caring
for orphans, and endowing schools. Because of this growth in
commerce the 'Abbasids also developed a system by which a
muhtasib, an inspector made sure that proper weights and
measures were given and that dishonest practices of all
sorts were avoided.
The Golden Age:
The early 'Abbasids were also fortunate in the caliber of
their caliphs, especially after Harun al-Rashid came to the
caliphate in 786. His reign is now the most famous in the
annals of the 'Abbasids - partly because of the fictional
role given him in The Thousand and One Nights (portions of
which probably date from his reign), but also because his
reign and those of his immediate successors marked the high
point of the 'Abbasid period. As the Arab chronicles put it,
Harun al-Rashid ruled when the world was young, a felicitous
description of what in later times has come to be called the
Golden Age of Islam.
The Golden Age was a period of unrivaled intellectual
activity in all fields: science, technology, and (as a
result of intensive study of the Islamic faith) literature -
particularly biography, history, and linguistics. Scholars,
for example, in collecting and reexamining the hadith, or
"traditions" - the sayings and actions of the Prophet -
compiled immense biographical detail about the Prophet and
other information, historic and linguistic, about the
Prophet's era. This led to such memorable works as Sirat
Rasul Allah, the "Life of the Messenger of God," by Ibn
Ishaq, later revised by Ibn Hisham; one of the earliest
Arabic historical works, it was a key source of information
about the Prophet's life and also a model for other
important works of history such as al-Tabari's Annals of the
Apostles and the Kings and his massive commentary on the
Quran.
'Abbasid writers also developed new a genres of literature
such as adab, the embodiment of sensible counsel, sometimes
in the form of animal fables; a typical example is Kalilah
wa-Dimnah, translated by Ibn al-Muqaffa' from a Pahlavi
version of an Indian work. Writers of this period also
studied tribal traditions and wrote the first systematic
Arabic grammars.
During the Golden Age Muslim scholars also made important
and original contributions to mathematics, astronomy,
medicine, and chemistry. They collected and corrected
previous astronomical data, built the world's first
observatory, and developed the astrolabe, an instrument that
was once called "a mathematical jewel." In medicine they
experimented with diet, drugs, surgery, and anatomy, and in
chemistry, an outgrowth of alchemy, isolated and studied a
wide variety of minerals and compounds.
Important advances in agriculture were also made in the
Golden Age. The 'Abbasids preserved and improved the ancient
network of wells, underground canals, and waterwheels,
introduced new breeds of livestock, hastened the spread of
cotton, and, from the Chinese, learned the art of making
paper, a key to the revival of learning in Europe in the
Middle Ages.
The Golden Age also, little by little, transformed the diet
of medieval Europe by introducing such plants as plums,
artichokes, apricots, cauliflower, celery, fennel, squash,
pumpkins, and eggplant, as well as rice, sorghum, new
strains of wheat, the date palm, and sugarcane.
Many of the advances in science, literature, and trade which
took place during the Golden Age of the 'Abbasids and which
would provide the impetus for the European Renaissance
reached their flowering during the caliphate of al-Mamun,
son of Harun al-Rashid and perhaps the greatest of all the
'Abbasids. But politically the signs of decay were already
becoming evident. The province of Ifriqiyah - North Africa
west of Libya and east of Morocco - had fallen away from
'Abbasid control during the reign of Harun al-Rashid, and
under al-Mamun other provinces soon broke loose also. When,
for example, al-Mamun marched from Khorasan to Baghdad, he
left a trusted general named Tahir ibn al-Husayn in charge
of the eastern province. Tahir asserted his independence of
the central government by omitting mention of the caliph's
name in the mosque on Friday and by striking his own coins -
acts which became the standard ways of expressing political
independence. From 821 onward Tahir and his descendants
ruled Khorasan as an independent state, with the tacit
consent of the 'Abbasids.
Al-Mamun died in 833, in the town of Tarsus, and was
succeeded by his brother, al-Mu'tasim, under whose rule the
symptoms of decline that had manifested themselves earlier
grew steadily worse. As he could no longer rely on the
loyalty of his army, al-Mu'tasim recruited an army of Turks
from Transoxania and Turkestan. It was a necessary step, but
its outcome was dominance of the caliphate by its own
praetorian guard. In the years following 861, the Turks made
and unmade rulers at will, a trend that accelerated the
decline of the central authority. Although the religious
authority of the 'Abbasid caliphate remained unchallenged,
the next four centuries saw political power dispersed among
a large number of independent states: Tahirids, Saffarids,
Samanids, Buwayhids, Ziyarids, and Ghaznavids in the east;
Hamdanids in Syria and northern Mesopotamia; and Tulunids,
Ikhshidids, and Fatimids in Egypt.
Some of these states made important contributions to Islamic
culture. Under the Samanids, the Persian language, written
in the Arabic alphabet, first reached the level of a
literary language and poets like Rudaki, Daqiqi, and
Firdausi flourished. The Ghaznavids patronized al-Biruni,
one of the greatest and most original scholars of medival
Islam, and the Hamdanids, a purely Arab dynasty, patronized
such poets as al-Mutanabbi and philosophers like the great
al-Farabi, whose work kept the flame of Arab culture alive
in a difficult period. But in historical terms, only the
Fatimids rivaled the preceding dynasties.
The Fatimids:
The most stable of the successor dynasties founded in the
ninth and tenth centuries was that of the Fatimids, a branch
of Shi'is. The Fatimids won their first success in North
Africa, where they established a rival caliphate at Raqqadah
near Kairouan and, in 952, embarked on a period of expansion
that within a few years took them to Egypt.
For a time the Fatimids aspired to be rulers of the whole
Islamic world, and their achievements were impressive. At
their peak they ruled North Africa, the Red Sea coast,
Yemen, Palestine, and parts of Syria. The Fatimids built the
Mosque of al-Azhar in Cairo - from which developed al-Azhar
University, now the oldest university in the world and
perhaps the most influential Islamic school of higher
learning. Fatimid merchants traded with Afghanistan and
China and tried to divert some of Baghdad's Arabian Gulf
shipping to the Red Sea.
But the Fatimids' dreams of gaining control of the Islamic
heartland came to nothing, partly because many other
independent states refused to support them and partly
because they, like the 'Abbasids in Baghdad, lost effective
control of their own mercenaries. Such developments weakened
the Fatimids, but thanks to a family of viziers of Armenian
origin they were able to endure until the Ayyubid succession
in the second half of the twelfth century - even in the face
of the eleventh-century invasion by the Seljuk Turks.
The Seljuk Turks:
Although individual Turkish generals had already gained
considerable, and at times decisive, power in Mesopotamia
and Egypt during the tenth and eleventh centuries, the
coming of the Seljuks signaled the first large-scale
penetration of the Turkish elements into the Middle East.
Descended from a tribal chief named Seljuk, whose homeland
lay beyond the Oxus River near the Aral Sea, the Seljuks not
only developed a highly effective fighting force but also,
through their close contacts with Persian court life in
Khorasan and Transoxania, attracted a body of able
administrators. Extending from Central Asia to the Byzantine
marches in Asia Minor, the Seljuk state under its first
three sultans- Tughril Beg, Alp-Arslan, and Malikshah-
established a highly cohesive, well-administered Sunni state
under the nominal authority of the 'Abbasid caliphs at
Baghdad.
One of the administrators, the Persian Nizam-al-Mulk, became
one of the greatest statesmen of medieval Islam. For twenty
years, especially during the rule of Sultan Malikshah, he
was the true custodian of the Seljuk state. In addition to
having administrative abilities, he was an accomplished
stylist whose book on statecraft, Siyasat-Namah, is a
valuable source for the political thought of the time. In it
he stresses the responsibilities of the ruler: for example,
if a man is killed because a bridge is in disrepair, it is
the fault of the ruler, for he should make it his business
to apprise himself of the smallest negligences of his
underlings. Nizam-al-Mulk, furthermore, was a devout and
orthodox Muslim who established a system of madrasahs or
theological seminaries (called nizamiyah after the first
element of his name) to provide students with free education
in the religious sciences of Islam, as well as in the most
advanced scientific and philosophical thought of the time.
The famous theologian al-Ghazali whose greatest work, the
Revival of the Sciences of Religion, was a triumph of Sunni
theology taught for a time at the nizamiyah schools at
Baghdad and at Nishapur. Nizam-al-Mulk was the patron of the
poet and astronomer 'Umar al-Khayyam (Omar Khayyam), whose
verses, as translated by Edward FitzGerald in the nineteenth
century, have become as familiar to English readers as the
sonnets of Shakespeare.
After the death of Malikshah in 1092, internal conflict
among the young heirs led to the fragmentation of the
Seljuks' central authority into smaller Seljuk states led by
various members of the family, and still smaller units led
by regional chieftains, no one of whom was able to unite the
Muslim world as still another force appeared in the Middle
East: the Crusaders.
The most imposing of the many fortresses built by the
Crusaders the elegant Krak des Chevaliers in Syria (top)
held out against the Muslims for over a century and a half.
The Crusader castle at Sidon in Lebanon (below) was
abandoned after the final defeat of the Crusader Kingdom of
Jerusalem.
The Crusaders:
To Arab historians, the Crusaders were a minor irritant,
their invasion one more barbarian incursion, not nearly as
serious a threat as the Mongols were to prove in the
thirteenth and fourteenth centuries.
The First Crusade began in 1095 after the Byzantines -
threatened by Seljuk power- appealed to Pope Urban II for
military aid. Pope Urban, hoping to divert the Christian
kings and princes from their struggles with each other, and
perhaps also seeing an opportunity to reunite the Eastern
and Western churches, called for a "Truce of God" among the
rulers of Europe and urged them to take the Holy Land from
the Muslims.
Considered dispassionately, the venture was impossible. The
volunteers - a mixed assemblage of kings, nobles,
mercenaries, and adventurers - had to cross thousands of
miles of unfamiliar and hostile country and conquer lands of
whose strength they had no conception. Yet so great was
their fervor that in 1099 they took Jerus |